Topic: U.S. Securities and Exchange Commission
Judge promises to rule on SEC, BofA settlement
AP News
Federal judge has questions as he puts off ruling on SEC, BofA settlement until next weekA judge promised Monday to decide by the end of next week whether to approve a $150 million settlement between the Securities and Exchange Commission and Bank of America over civil charges alleging the bank ...
Judge questions SEC $150 million accord with BofA
Reuters US Online Report Business News
NEW YORK (Reuters) - A federal judge expressed skepticism about the U.S. Securities and Exchange Commission's $150-million settlement with Bank of America Corp <BAC.N> over the Merrill Lynch takeover, questioning whether the regulator was too tame in setting forth facts to help him decide. U.S ...
Some wary of SEC's high-frequency presumptions
Reuters US Online Report Business News
NEW YORK (Reuters) - Regulators considering new rules for U.S. stock markets should take care not to assume that certain types of high-frequency trading are harmful, speakers at a conference on algorithmic trading said on Friday. The U.S. Securities and Exchange Commission's appeal for public comment on equity ...
Cuomo charges BofA, ex-CEO with fraud; SEC settles
Reuters US Online Report Business News
NEW YORK/ORLANDO, Florida (Reuters) - New York's attorney general charged Bank of America Corp <BAC.N>, former Chief Executive Kenneth Lewis and former Chief Financial Officer Joe Price with fraud for allegedly misleading shareholders about the acquisition of Merrill Lynch & Co. The U.S. Securities and ...
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